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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2020-09-28
TX RA APPROVED 2020-09-28
  • OR RA
    APPROVED
    Since 2020-09-28
  • TX RA
    APPROVED
    Since 2020-09-28

Branch Locations

7185 Sw Sandburg St. Suite 200, Tigard, OR 97223 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network, Llc Portland OR 04/2015 09/2020
Lpl Financial, Llc Tigard OR 09/2020 Present
Previous Registrations
Other Businesses

1)2003 - REAL ESTATE RENTAL/BERGIN LLC/INVESTMENT RELATED/69811 PINE GLEN ROAD SISTERS, OR 97759 2)04/2002 - REAL ESTATE RENTAL/JANE M MILLER FAMILY TRUST - TRUST OWNS REAL ESTATE/3131 BROADWAY ST PORTLAND, OR 97232 3)2014 - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY/IMPACT MCJ, LLC/0%/ INVESTMENT RELATED/TIGARD,OR 97223 4)2014 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/NORTH POINT WEALTH MANAGEMENT/INVESTMENT RELATED/TIGARD, OR 97223 5)2016 - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY/NORTH POINT HOLDING LLC/0%/INVESTMENT RELATED/TIGARD, OR 97223 6) 9/3/2021 - North Point Holdings, LLC - Investment Related - Tigard, OR 97223 - Real Estate Rental - Started 04/09/2021 - 1 Hour Per Month During Securities Trading. 7) 10/7/2021 - No Business Name - Investment Related - Home Based & Bend OR 97702 - Real Estate Rental - Started 04/01/2021 - 5 Hours Per Month/0 Hours During Securities Trading. 8) 09/28/2022 - No Business Name - Investment Related - Portland OR - Real Estate Rental - Start Date - 04/01/1987 - 0 Hours Per Month/0 Hours During Securities Trading 9) 10/24/2022 - North Point Personalized Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 10/06/2022 - 50 Hours Per Month/50 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-05-24
  • S66 Uniform Combined State Law Examination
    2001-05-24
Designations
Other Names
  • Jane Miller
  • Jane M. Bergin
  • Jane M. Miller

View on SEC IAPD

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