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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2020-09-28 |
| TX | RA | APPROVED | 2020-09-28 |
Branch Locations
7185 Sw Sandburg St. Suite 200, Tigard, OR 97223 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | Portland | OR | 04/2015 | 09/2020 |
| Lpl Financial, Llc | Tigard | OR | 09/2020 | Present |
1)2003 - REAL ESTATE RENTAL/BERGIN LLC/INVESTMENT RELATED/69811 PINE GLEN ROAD SISTERS, OR 97759 2)04/2002 - REAL ESTATE RENTAL/JANE M MILLER FAMILY TRUST - TRUST OWNS REAL ESTATE/3131 BROADWAY ST PORTLAND, OR 97232 3)2014 - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY/IMPACT MCJ, LLC/0%/ INVESTMENT RELATED/TIGARD,OR 97223 4)2014 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/NORTH POINT WEALTH MANAGEMENT/INVESTMENT RELATED/TIGARD, OR 97223 5)2016 - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY/NORTH POINT HOLDING LLC/0%/INVESTMENT RELATED/TIGARD, OR 97223 6) 9/3/2021 - North Point Holdings, LLC - Investment Related - Tigard, OR 97223 - Real Estate Rental - Started 04/09/2021 - 1 Hour Per Month During Securities Trading. 7) 10/7/2021 - No Business Name - Investment Related - Home Based & Bend OR 97702 - Real Estate Rental - Started 04/01/2021 - 5 Hours Per Month/0 Hours During Securities Trading. 8) 09/28/2022 - No Business Name - Investment Related - Portland OR - Real Estate Rental - Start Date - 04/01/1987 - 0 Hours Per Month/0 Hours During Securities Trading 9) 10/24/2022 - North Point Personalized Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 10/06/2022 - 50 Hours Per Month/50 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-05-24 |
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