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Current Employers
W&S Brokerage Services, Inc.

400 Broadway, Cincinnati, OH 45202 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2024-11-25
TX RA APPROVED 2019-09-25
  • MD RA
    APPROVED
    Since 2024-11-25
  • TX RA
    APPROVED
    Since 2019-09-25

Branch Locations

1301 Solana Blvd Building 1, Suite 1529, Westlake, TX 76262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Fort Worth TX 11/2013 11/2016
Wells Fargo Clearing Services, Llc Fort Worth TX 11/2016 09/2019
Western Southern Life Westlake TX 09/2019 Present
W&S Brokerage Services Cincinnati OH 09/2019 Present
  • 11/2013 → 11/2016
    Wells Fargo Advisors, Llc
    Fort Worth, TX
  • 11/2016 → 09/2019
    Fort Worth, TX
  • 09/2019 → Present
    Western Southern Life
    Westlake, TX
  • 09/2019 → Present
    W&S Brokerage Services
    Cincinnati, OH
Previous Registrations
  • 2013-11-06 → 2019-09-12
    Fort Worth, TX
    Bedford, TX
    Hurst, TX
    Hurst, TX
    Bedford, TX
    Hurst, TX
    Haltom City, TX
  • 2012-10-01 → 2013-09-18
    Arlington, TX
    Grand Prairie, TX
    Arlington, TX
  • 2006-08-16 → 2012-10-01
    Chase Investment Services Corp.
    Arlington, TX
    Arlington, TX
    Arlington, TX
    Grand Prairie, TX
    Arlington, TX
  • 2004-10-27 → 2006-08-09
    Wamu Investments, Inc.
    Fort Worth, TX
    Burleson, TX
    Fort Worth, TX
    Fort Worth, TX
    Fort Worth, TX
    Fort Worth, TX
    Fort Worth, TX
    Fort Worth, TX
    Fort Worth, TX
    Fort Worth, TX
  • 2003-08-06 → 2004-08-26
    Wells Fargo Investments, Llc
    Mesquite, TX
  • 2001-12-07 → 2003-08-05
    Irving, TX
Other Businesses

WESTERN SOUTHERN LIFE- NO- WESTLAKE, TX- FULL TIME SALES AGENT

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-09-11
  • S66 Uniform Combined State Law Examination
    2001-09-11
Other Names
  • Benjamin Peter Wallace

View on SEC IAPD

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