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Ryan Patrick Mcginnis

Wells Fargo Clearing Services, LLC

Chicago, IL

La Grange, IL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-05-06
IL RA APPROVED 2011-07-05
  • TX RA
    APPROVED_RES
    Since 2020-05-06
  • IL RA
    APPROVED
    Since 2011-07-05

Branch Locations

30 S Wacker Dr Ste 4000 [Gs-Rbo], Chicago, IL 60606 • United States

La Grange, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Chicago IL 07/2011 11/2016
Wells Fargo Clearing Services, Llc Chicago IL 11/2016 Present
Previous Registrations
  • 2009-10-23 → 2011-07-06
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Chicago, IL
    Chicago, IL
    Chicago, IL
  • 2008-10-24 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Chicago, IL
    Chicago, IL
  • 2003-01-08 → 2008-10-24
    Lasalle Financial Services, Inc.
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-01-07
S63 Uniform Securities Agent State Law Examination 2001-04-24
  • S65 Uniform Investment Adviser Law Examination
    2003-01-07
  • S63 Uniform Securities Agent State Law Examination
    2001-04-24

View on SEC IAPD

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SUSAN MARY SHACKLETTE
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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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