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1307 Point Street, Baltimore, MD 21231 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2024-01-23 |
| KS | RA | APPROVED | 2024-01-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed Inc | Overland Park | KS | 12/2009 | 07/2020 |
| Ivy Distributors, Inc | Shawnee Mission | KS | 12/2009 | 04/2021 |
| Zacks Investment Management | Chicago | IL | 08/2021 | 04/2022 |
| Unemployed | Leawood | KS | 04/2021 | 08/2021 |
| Lbmz Securities, Inc. | Chicago | IL | 09/2021 | 04/2022 |
| Northern Trust Bank | Overland Park | KS | 04/2022 | 10/2023 |
| Northern Trust Securities, Inc. | Overland Park | KS | 04/2022 | 10/2023 |
| T. Rowe Price | Baltimore | MD | 12/2023 | 06/2026 |
| T Rowe Price | Baltimore | MD | 06/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-03-28 |
| S63 | Uniform Securities Agent State Law Examination | 2003-04-08 |
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