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Current Employers
T. Rowe Price Associates, Inc.

1307 Point Street, Baltimore, MD 21231 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2024-01-23
KS RA APPROVED 2024-01-10
  • MD RA
    APPROVED
    Since 2024-01-23
  • KS RA
    APPROVED
    Since 2024-01-10

Branch Locations

Leawood, KS • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed Inc Overland Park KS 12/2009 07/2020
Ivy Distributors, Inc Shawnee Mission KS 12/2009 04/2021
Zacks Investment Management Chicago IL 08/2021 04/2022
Unemployed Leawood KS 04/2021 08/2021
Lbmz Securities, Inc. Chicago IL 09/2021 04/2022
Northern Trust Bank Overland Park KS 04/2022 10/2023
Northern Trust Securities, Inc. Overland Park KS 04/2022 10/2023
T. Rowe Price Baltimore MD 12/2023 06/2026
T Rowe Price Baltimore MD 06/2026 Present
  • 12/2009 → 07/2020
    Waddell & Reed Inc
    Overland Park, KS
  • 12/2009 → 04/2021
    Ivy Distributors, Inc
    Shawnee Mission, KS
  • 08/2021 → 04/2022
    Zacks Investment Management
    Chicago, IL
  • 04/2021 → 08/2021
    Unemployed
    Leawood, KS
  • 09/2021 → 04/2022
    Lbmz Securities, Inc.
    Chicago, IL
  • 04/2022 → 10/2023
    Northern Trust Bank
    Overland Park, KS
  • 04/2022 → 10/2023
    Northern Trust Securities, Inc.
    Overland Park, KS
  • 12/2023 → 06/2026
    T. Rowe Price
    Baltimore, MD
  • 06/2026 → Present
    T Rowe Price
    Baltimore, MD
Previous Registrations
  • 2022-04-25 → 2023-10-12
    Chicago, IL
    Leawood, KS
  • 2021-08-05 → 2022-04-27
    Chicago, IL
    Leeawood, KS
  • 2010-01-04 → 2021-04-21
    Waddell & Reed
    Overland Park, KS
  • 2007-01-08 → 2009-12-21
    American Century Advisory Services, Inc.
    Kansas City, MO
  • 2005-04-12 → 2005-11-17
    Walnut Street Securities, Inc.
    Overland Park, KS
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-03-28
S63 Uniform Securities Agent State Law Examination 2003-04-08
  • S66 Uniform Combined State Law Examination
    2005-03-28
  • S63 Uniform Securities Agent State Law Examination
    2003-04-08
Other Names
  • Kelly Hammond
  • Kelly Gene Hammond
  • Kelly G Hammond

View on SEC IAPD

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