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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-07-12 |
| TX | RA | APPROVED | 2024-07-12 |
Branch Locations
4309 Hacienda Drive Suite 200, Pleasanton, CA 94588 • United States
401 Fremont Street Suite 200, Monterey, CA 93940 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pleasanton | CA | 09/2005 | 07/2024 |
| Bank Of America, N.A. | Pleasanton | CA | 09/2009 | 07/2024 |
| Morgan Stanley Smith Barney Llc | Monterey | CA | 07/2024 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 08/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-06-29 |
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