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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-04-01 |
| MT | RA | APPROVED | 2025-02-20 |
Branch Locations
2101 Broadwater Avenue Suite 101, Billings, MT 59102 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Concourse Financial Group Securities Inc | Billings | MT | 05/2010 | 02/2025 |
| Cetera Wealth Services, Llc | Billings | MT | 02/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 02/2025 | Present |
RONDA S SMITH FINANCIAL SERVICES INC dba RONDA SMITH & ASSOCIATES; Investment Related; 2101 Broadwater Avenue, Suite 101, Billings MT 59102; Insurance and Financial Services; President; Start Date 05/2012; 40 hours per month with all hours per month occurring during trading hours; Sales and service of investment and insurance products and services. >> BROADWATER BUILDING; Non-Investment Related; 2101 Broadwater Avenue, Suite 101, Billings MT 59102; Commercial Rental Property; Owner; Start Date 03/2019; 1 hour per month with no hours per month occurring during trading hours; Commercial real estate rental. >> RENTAL PROPERTY; Non-Investment Related; Billings, MT; Rental Property; Owner/Landlord; Start Date 06/2020; 5 hours per month with no hours per month occurring during trading hours; I own, manage and maintain a rental home offered for rent via Air BnB and VRBO. >> CITY OF BILLINGS ANIMAL CONTROL BOARD; Non-Investment Related; 210 N 27th Street, Billings, MT 59101; City Council Department Board Member; Start Date 01/2021; 1 hour more or less per month with no hours per month during trading hours; Work with other board members in regard to the operation of the animal shelter and pound facilities including sanitation and financial efficiencies as well as in the formulation of policies and regulations and the implementation of those. >> POA; Non-Investment Related; Billings, MT; Other; Power of Attorney (POA); Start Date 01/2008; No hours per month; I hold power of attorney for my mother.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-09-24 |
| S63 | Uniform Securities Agent State Law Examination | 1999-09-10 |
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