Jose M Garza

Current Employers

Employment History

• 04/2017 → 09/2017
  Compass Bank
  Pheonix, AZ
• 04/2017 → 09/2017
  Bbva Securities Inc.
  Phoenix, AZ
• 06/2016 → 03/2017
  Unemployed
  Scottsdale, AZ
• 04/2017 → 09/2017
  Bbva Wealth Solutions Inc.
  Phoenix, AZ
• 02/2018 → 08/2020
  Charles Schwab & Co., Inc.
  Phoenix, AZ
• 09/2017 → 01/2018
  Stonegate Capital Advisors
  Scottsdale, AZ
• 02/2018 → 08/2020
  Schwab Private Client Investment Advisory, Inc.
  Phoenix, AZ
• 08/2020 → 05/2022
  Jp Morgan Chase Bank, N.A.
  Scottsdale, AZ
• 08/2020 → 05/2022
  Jp Morgan Securities, Llc
  Scottsdale, AZ
• 05/2022 → 05/2025
  Charles Schwab & Co., Inc
  Phoenix, AZ
• 05/2022 → 05/2025
  Charles Schwab Bank Ssb
  Phoenix, AZ
• 05/2025 → 02/2026
  Strategy Financial Group
  Phoenix, AZ
• 03/2026 → Present
  Simplicity Wealth
  Summit, NJ
• 03/2026 → Present
  Juniper Wealth Management
  Scottsdale, AZ

Previous Registrations

• 2025-05-27 → 2026-01-29
  Strategy Financial Group
  Phoenix, AZ
• 2022-06-06 → 2025-05-16
  Charles Schwab & Co., Inc.
  Phoenix, AZ
  Phoenix, AZ
  Phoenix, AZ
• 2020-09-03 → 2022-05-10
  J.P. Morgan Securities Llc
  Phoenix, AZ
  Scottsdale, AZ
• 2018-06-19 → 2020-09-01
  Schwab Wealth Advisory, Inc.
  Phoenix, AZ
• 2018-03-02 → 2020-03-11
  Charles Schwab & Co., Inc.
  Phoenix, AZ
• 2017-04-25 → 2017-09-11
  Pnc Managed Account Solutions, Inc.
  Phoenix, AZ
  Phoenix, AZ
• 2015-09-05 → 2016-04-20
  Mercer Global Advisors Inc.
  Schaumberg, IL
• 2014-11-21 → 2015-08-27
  Usaa Financial Planning Services
  Chicago, IL
• 2008-03-06 → 2014-10-09
  Tiaa-Cref Individual & Institutional Services, Llc
  Chicago, IL
• 2006-11-07 → 2007-04-25
  Osaic Fa, Inc.
  Clayton, MO
• 2005-07-27 → 2006-11-01
  Td Ameritrade, Inc.
  St. Louis, MO
  St Louis, MO
• 2006-05-17 → 2006-11-01
  Td Ameritrade Investment Management, Llc
  St. Louis, MO

Other Businesses

Juniper Wealth Management; not investment related; 8767 E Via de Ventura, Suite 240 Scottsdale, AZ 85258; 03/2026; insurance sales; approximate number of hours/month you devote to the other business 160 during trading hours; Insurance sales. Jose M. Garza; not investment related; 8767 E Via de Ventura, Suite 240 Scottsdale, AZ 85258; 03/2026; Registered Insurance Agent; approximate number of hours/month you devote to the other business 160 during trading hours; Insurance sales.

Exams

• S66 Uniform Combined State Law Examination
  2005-07-20
• S63 Uniform Securities Agent State Law Examination
  2004-12-15

Designations

Other Names

• Jose M Garza
• Max J Garza
• Jose Maximiliano Garza
• Jose (Max) Garza
• Jm Gaeza
• Jose Max Garza
• Jose Max Garza