Nicholas Andrew Hester

Current Employers

First Heartland Consultants, Inc.

4101 Lake St. Louis Blvd, Lake St. Louis, MO 63367 • United States

Current Registrations

Authority	Category	Status	Date
MO	RA	APPROVED	2019-11-26

MO RA
APPROVED

Since 2019-11-26

Branch Locations

Cottleville, MO • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
The Leaders Group Inc	Littleton	CO	07/2004	01/2017
Royalty Financial Group	St Peters	MO	06/2010	Present
The Prudential Insurance Company Of America	St Louis	MO	01/2017	12/2017
Pruco Securities Llc	St Louis	MO	01/2017	12/2017
First Heartland Capital Inc	Lake St Louis	MO	11/2019	Present

07/2004 → 01/2017

The Leaders Group Inc

Littleton, CO
06/2010 → Present

Royalty Financial Group

St Peters, MO
01/2017 → 12/2017

The Prudential Insurance Company Of America

St Louis, MO
01/2017 → 12/2017

Pruco Securities Llc

St Louis, MO
11/2019 → Present

First Heartland Capital Inc

Lake St Louis, MO

Previous Registrations

2017-01-20 → 2017-12-13

Pruco Securities, Llc.

Overland Park, KS

St. Louis, MO

Other Businesses

NJAB, LLC dba Royalty Financial Group. Investment related. Fixed products. Owner. Start 5/2/2011. Term Life LLC dba StL Term. Not investment related. Term life quotes. Owner. Start 5/1/2011. First Heartland Consultants, Inc. Investment related. Investment advisory services. IAR. Start 11/26/2019. High School Basketball Official for the State of Missouri. Not investment related. Officiate hs basketball games. Employee. Start 11/9/2022.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2016-12-01
S63	Uniform Securities Agent State Law Examination	2002-10-18

S65 Uniform Investment Adviser Law Examination

2016-12-01
S63 Uniform Securities Agent State Law Examination

2002-10-18

View on SEC IAPD