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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-04-06 |
Branch Locations
1999 Ave Of The Stars, 22Nd Fl, Los Angeles, CA 90067 • United States
One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2012-11-26 |
Branch Locations
1999 Avenue Of The Stars Ste 2200, Los Angeles, CA 90067 • United States
Los Angeles, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors | New Port Beach | CA | 11/2012 | 11/2016 |
| Wells Fargo Clearing Services, Llc | New Port Beach | CA | 11/2016 | Present |
| Wells Fargo Advisors Financial Network | Los Angeles | CA | 04/2026 | Present |
CO-TRUSTEE OF DESCEASED FATHER'S TRUST; INV. RELATED; BOCA RATON, FL; START DATE 10/2022; 2 HRS PER MONTH; 0 HRS DURING TRADING. POWER OF ATTORNEY FOR MOTHER; INV. RELATED; BOCA RATON, FL; START DATE 11/23/2022; 1 HR PER MONTH; 0 HRS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-03-03 |
| S63 | Uniform Securities Agent State Law Examination | 2001-07-20 |
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