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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2006-08-11
  • CA RA
    APPROVED
    Since 2006-08-11

Branch Locations

5700 Wilshire Blvd Suite 120A, Los Angeles, CA 90036 • United States

Chino Hills, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 08/2006 06/2020
Equitable Advisors, Llc New York NY 08/2006 Present
Previous Registrations
Other Businesses

1. OUTSIDE FIXED BUSINESS. 2. KROSSLAND FOUNDATION INC., DIRECTOR 3. Los Angeles Koreatown Lions Club, MEMBER. 4. SAINT GABRIEL KOREAN SCHOOL INC., PRESIDENT, SECRETARY. 5. Board Member (Director) with Korean American Chamber of Commerce Los Angeles, Not Investment Related. 6. Board member/Director with Korean Institute of Southern California. Not Investment Related 7. Owner and President of OptiChoice Insurance Solution, Inc. DBA Secure Benefit Insurance Solution - employee benefit: medical, dental, and vision - Located at: 2321 Eaglewood Dr. Chino Hills, CA 91709. 8. Board Member with Thinking Tree Education Foundation. Located at: 222 W Eulalia St Suite 212 Glendale, CA 91204. Start date: 3/1/26.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-05-30
  • S66 Uniform Combined State Law Examination
    2001-05-30

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