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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2021-08-09 |
Branch Locations
8500 Andrew Carnegie Blvd Charlotte Trac, Charlotte, NC 28262 • United States
Midland, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa | Charlotte | NC | 03/2001 | 10/2018 |
| Tiaa-Cref Individual & Institutional Services, Llc | Charlotte | NC | 03/2001 | 09/2018 |
| Alight Financial Advisors, Llc | Charlotte | NC | 10/2018 | 06/2021 |
| Tiaa | Charlotte | NC | 07/2021 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Charlotte | NC | 07/2021 | Present |
| Alight Financial Solutions, Llc | Charlotte | NC | 10/2018 | 06/2021 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-02-24 |
| S63 | Uniform Securities Agent State Law Examination | 2010-11-04 |
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