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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2021-08-09
  • NC RA
    APPROVED
    Since 2021-08-09

Branch Locations

8500 Andrew Carnegie Blvd Charlotte Trac, Charlotte, NC 28262 • United States

Midland, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa Charlotte NC 03/2001 10/2018
Tiaa-Cref Individual & Institutional Services, Llc Charlotte NC 03/2001 09/2018
Alight Financial Advisors, Llc Charlotte NC 10/2018 06/2021
Tiaa Charlotte NC 07/2021 Present
Tiaa-Cref Individual & Institutional Services, Llc Charlotte NC 07/2021 Present
Alight Financial Solutions, Llc Charlotte NC 10/2018 06/2021
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-02-24
S63 Uniform Securities Agent State Law Examination 2010-11-04
  • S66 Uniform Combined State Law Examination
    2012-02-24
  • S63 Uniform Securities Agent State Law Examination
    2010-11-04
Other Names
  • Tahuna Bea Ross
  • Tahuna Bea Kidd
  • Tahuna B Hughes
  • Tahuna B Goffney
  • Tahuna B Kidd

View on SEC IAPD

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