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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2013-11-19 |
| TX | RA | APPROVED_RES | 2013-08-29 |
| CA | RA | APPROVED | 2013-08-14 |
Branch Locations
4150 S Second St Su 500, St Cloud, MN 56301-7319 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | St. Cloud | MN | 08/2013 | Present |
1. Terebinth Refuge, Waite ParkMNUnited States-56387, Non-profit, faith based, Christ-centered safe house for sexually exploited and trafficked womenCharity, Non-profit, faith based, Member of Board of directors, Helping to govern the organization and serve the survivors of sexual exploitation. oversee financial responsibilities of the organization and the Executive Director, Yes, as member of a audit committeeYes, as member of the committee, start date-5/20/2025.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-08-03 |
| S63 | Uniform Securities Agent State Law Examination | 2001-05-17 |
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