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161 Washington Street, Conshohocken, PA 19428 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2020-10-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Southwest Cafe | Ridgefield | CT | 01/2017 | 05/2017 |
| Unemployed | Redding | CT | 04/2015 | 01/2017 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 06/2017 | 02/2020 |
| Northwestern Mutual Investment Services Llc | Westport | CT | 08/2017 | 02/2020 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 11/2018 | 02/2020 |
| Penn Mutual Life Insurance Company | Horsham | PA | 03/2020 | Present |
| Hornor, Townsend & Kent, Llc | Horsham | PA | 07/2020 | Present |
1) INSURANC& INVESTMENTS | INVESTMENT RELATED: YES | DBA NAME: WEALTH CONTINUUM GROUP | POSITION HELD:AGENT | ADDRESS: 187 DANBURY RD 2ND FLOOR, WILTON, CT 06897 | START DATE: 7/1/2020 | NATURE OF ACTIVITY: LIFE INSURANCE BROKERAGE | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 |DESCRIPTION OF DUTIES: INSURANCE SALES & SERVICE FOR MULTIPLE CARRIERS, INCLUDING PENN MUTUAL LIFE INSURANCE COMPANY. 2) INSURANCE & INVESTMENTS | INVESTMENT RELATED: YES | DBA NAME: PRIME FINANCIAL SERVICES | POSITION HELD:AGENT | ADDRESS: 187 DANBURY RD 2ND FLOOR, WILTON, CT 06897 | START DATE: 7/1/2020 | NATURE OF ACTIVITY:MULTI-LINE INSURANCE | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 |DESCRIPTION OF DUTIES: INSURANCE SALES & SERVICE FOR MULTIPLE CARRIERS, INCLUDING PENN MUTUAL LIFE INSURANCE COMPANY. 3) TAX PREPARER | INVESTMENT RELATED: NO | DBA NAME: PRIME FINANCIAL SERVICES | POSITION HELD: OTHER - |ADDRESS: 187 DANBURY RD 2ND FLOOR, WILTON, CT 06897 | START DATE: 7/1/2020 | NATURE OF ACTIVITY: SERVICE INDUSTRY | APPROX HRS PER MTH: 26-40 HRS | APPROX TRADING HRS PER MTH: 26-40 HRS | DESCRIPTION OF DUTIES:DURING TAX SEASON SUPPLYING TAX PREPARATION. 4) TOWN OF REDDING CONNECTICUT | INVESTMENT RELATED: NO | DBA NAME: | POSITION HELD: EMPLOYEE | ADDRESS:100 HILL ROAD REDDING CONNECTICUT 06785 | START DATE: 7/1/2020 | NATURE OF ACTIVITY: COMMUNITY SERVICE |APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES:WORKING AT THE VOTING POLLS. 5) STUDENT LOAN ANALYSIS | INVESTMENT RELATED: NO | DBA NAME: | POSITION HELD: OTHER - | ADDRESS: 126 PICKETTS RIDGE ROAD REDDING, CT 06896 | START DATE: 9/10/2020 | NATURE OF ACTIVITY: EDUCATOR | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: COMPREHENSIVE REVIEW OF COLLEGE GRADUATES' STUDENT LOAN PORTFOLIO. EVALUATE OPTIONS SUCH AS REPAYMENT PLANS AND FEDERAL PROGRAMS SUCH AS LOAN FORGIVENESS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-08-26 |
| S63 | Uniform Securities Agent State Law Examination | 2018-06-26 |
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