Seth Richard Hoffman

Current Employers

J. W. Cole Advisors, Inc.

4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2026-06-15
TX	RA	APPROVED_RES	2026-06-15

PA RA
APPROVED

Since 2026-06-15
TX RA
APPROVED_RES

Since 2026-06-15

Branch Locations

2929 Arch Street Ste 1700, Philadelphia, PA 19104 • United States

4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Axa Advisors, Llc	New York	NY	04/2001	06/2018
Commonwealth Financial Network	Waltham	MA	06/2018	06/2026
Benjamin And Company Llc	Philadelphia	PA	06/2018	Present
J.W. Cole Advisors, Inc,	Tampa	FL	06/2026	Present
J.W. Cole Financial, Inc,	Tampa	FL	06/2026	Present

04/2001 → 06/2018

Axa Advisors, Llc

New York, NY
06/2018 → 06/2026

Commonwealth Financial Network

Waltham, MA
06/2018 → Present

Benjamin And Company Llc

Philadelphia, PA
06/2026 → Present

J.W. Cole Advisors, Inc,

Tampa, FL
06/2026 → Present

J.W. Cole Financial, Inc,

Tampa, FL

Previous Registrations

2018-06-04 → 2026-06-28

Commonwealth Financial Network

Waltham, MA

Philadelphia, PA

Villanova, PA
2002-08-20 → 2018-06-15

Equitable Advisors, Llc

Paoli, PA

Lionville, PA

Paoli, PA

Philadelphia, PA

Other Businesses

(1) Owner, Benjamin & Company, LLC; DBA; a private entity established to facilitate advisory and consulting business; Investment related; 2029 Arch Street, Ste 1700, Philadelphia, PA 19104; Managing Partner; Manage a team of advisors and service representative to solicit clients for wealth management and retirement plan business; Start 6/2018; 150 hours/month, 150 hours/month during trading. (2) Fixed Insurance Sales; Not investment related; 2029 Arch Street, Ste 1700, Philadelphia, PA 19104; Sales; Solicit fixed insurance sales; Start 6/1/2018; 8 hours/month, 8 hours/month during trading. (3) Benco Education, LLC; A private entity established to facilitate advisory and consulting business; Not investment related; 2 Bala Plaza, Ste 300, Bala Cynwyd; PA 19004; Partner; Provide financial education to union members and their families; Start 2/20/2024; 30 hours/month, 30 hours/month during trading. (4) Co-Owner, Seven Developers, LLC; Real Estate Holding company; Investment Related; 769 Mustin Lane, Villanova, PA 19085; Member; Start 5/13/2005; 1 hour/month, 0 during trading. (5) Co-Owner, Seven Developers, LP; Real Estate Holding company; Investment Related; 769 Mustin Lane, Villanova, PA 19085; Member; Start 5/13/2005; 1 hour/month, 0 during trading. (6) Benco Union Advisors, LLC; A private entity established to facilitate advisory and consulting business; Investment Related; 2 Bala Plaza, Ste 300, Bala Cynwyd; PA 19004; Partner; Solicit new business and advise existing union clients on retirement advice to union members and their families; Start 2/20/2024; 30 hours/month, 30 hours/month during trading.