Vince Dino Dagostino

Current Employers

First Trust Advisors Lp

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2018-11-28

IL RA
APPROVED

Since 2018-11-28

Branch Locations

Chicago, IL • United States

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Self-Employed	Chicago	IL	03/1997	12/2017
Stereo	Chicago	IL	01/2011	06/2022
First Trust Portfolios L.P.	Wheaton	IL	10/2018	Present
First Trust Advisors L.P.	Wheaton	IL	10/2018	Present

03/1997 → 12/2017

Self-Employed

Chicago, IL
01/2011 → 06/2022

Stereo

Chicago, IL
10/2018 → Present

First Trust Portfolios L.P.

Wheaton, IL
10/2018 → Present

First Trust Advisors L.P.

Wheaton, IL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-11-27

S66 Uniform Combined State Law Examination

2018-11-27

Other Names

Vince D D'AGostino
Vince D Dagostino