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Current Employers
Citizens Securities, Inc.

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2018-04-09
  • RI RA
    APPROVED
    Since 2018-04-09

Branch Locations

1 Citizens Bank Way, Johnston, RI 02919 • United States

200 Station Drive, Westwood, MA 02090 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Santander Securities, Llc Dorchester MA 12/2012 10/2016
Santander Securities, Llc Dorchester MA 10/2016 03/2018
Citizens Securities, Inc. Johnston RI 03/2018 02/2025
Citizens Securities, Inc. Johnston RI 02/2025 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-07-31
S63 Uniform Securities Agent State Law Examination 2001-08-24
  • S66 Uniform Combined State Law Examination
    2007-07-31
  • S63 Uniform Securities Agent State Law Examination
    2001-08-24

View on SEC IAPD

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