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David Robert Sutts

R.J. Sutts & Company

Grosse Pointe City, MI

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Current Employers
R.J. Sutts & Company

Grosse Pointe City, MI • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2021-01-12
  • MI RA
    APPROVED
    Since 2021-01-12

Branch Locations

Grosse Pointe City, MI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
R. J. Sutts & Company Saint Clair Shores MI 01/1997 Present
  • 01/1997 → Present
    R. J. Sutts & Company
    Saint Clair Shores, MI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-01-11
  • S65 Uniform Investment Adviser Law Examination
    2021-01-11

View on SEC IAPD

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