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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2024-11-14 |
Branch Locations
8888 Keystone Crossing Suite 500, Indianapolis, IN 46240 • United States
Indianapolis, IN • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance | Indianapolis | IN | 12/2015 | 08/2022 |
| Park Avenue Securities | Indianapolis | IN | 02/2016 | 08/2022 |
| The Prudential Insurance Company Of America | Indianapolis | IN | 08/2022 | Present |
| Pruco Securities Llc | Indianapolis | IN | 08/2022 | 11/2024 |
| Lpl Enterprise, Llc | Indianapolis | IN | 11/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-12-08 |
| S63 | Uniform Securities Agent State Law Examination | 2002-04-05 |
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