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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-06-18 |
Branch Locations
2020 Greenway Ave, Charlotte, NC 28204 • United States
901 3Rd Ave S, Minneapolis, MN 55402 • United States
Charlotte, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Charlotte | NC | 04/2015 | 05/2025 |
| Ameriprise Financial Services, Llc | Golden Valley | MN | 05/2025 | Present |
Name of Activity: FINRA Arbitrator; Date Activity Started/Modified:2026-07-09; Address of Activity: Online; Type of Activity:Other; Describe if any other Activity:; Role/Relationship: Other; Describe if any other Roles/Relationship:Arbitrator; Responsibilities: Help resolve disputes between investors and financial industry participants through arbitration ; Total Hours Per Month: 0 to 20; Total Hours Per Month During Trading Hours: 0 to 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others?:No;-- END ---
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-07-16 |
| S63 | Uniform Securities Agent State Law Examination | 2001-05-03 |
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