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Carol P Warren

Synovus Securities, Inc.

Atlanta, GA

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Current Employers
Synovus Securities, Inc.

33 West 14Th Street 3Rd Floor, Columbus, GA 31901 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2010-12-01
  • GA RA
    APPROVED
    Since 2010-12-01

Branch Locations

3400 Overton Park Drive, Atlanta, GA 30339 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Synovus Securites, Inc Atlanta GA 08/2001 Present
  • 08/2001 → Present
    Synovus Securites, Inc
    Atlanta, GA
Previous Registrations
  • 2003-05-02 → 2010-12-31
    Creative Financial Group Ltd
    Atlanta, GA
    Atlanta, GA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2001-05-15
  • S63 Uniform Securities Agent State Law Examination
    2001-05-15
Other Names
  • Carol E Papenhausen

View on SEC IAPD

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