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David Cornell Hartzell

Cornell Capital Management

Clarence Center, NY

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Current Employers
Cornell Capital Management

Clarence Center, NY • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-03-07
  • NY RA
    APPROVED
    Since 2022-03-07

Branch Locations

Clarence Center, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cornell Capital Management Clarence Center NY 01/2000 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-12-12
  • S65 Uniform Investment Adviser Law Examination
    2019-12-12
Other Names
  • David Cornell Hartzell

View on SEC IAPD

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