Craig Lewis Cerone

Current Employers

Employment History

• 09/2016 → Present
  Raymond James & Associates, Inc.
  Greenwich, CT
• 08/2016 → 02/2022
  Fairfield University
  Fairfield, CT
• 01/2015 → Present
  Sacred Heart University
  Stamford, CT
• 11/2017 → Present
  Dpjc Llc
  Ridgefield, CT
• 10/2003 → 09/2016
  Deutsche Bank Securities Inc.
  New York, NY
• 01/2001 → 09/2016
  Deutsche Banc Alex. Brown, Inc.
  Greenwich, CT

Previous Registrations

• 2006-04-18 → 2016-09-06
  Deutsche Bank Securities Inc.
  New York, NY
  Greenwich, CT

Other Businesses

(1)Name of Business: Biagia Capital Access; Cerone Accounts Address: 2 Barlow Mountain Rd, Ridgefield, CT, 06877, United States Activity Type: Control Person Position/Title: Other (Acting) Investment Related: Yes Start Date: 09/05/2016 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Trustee/Successor Trustee. Co-Trustee W/Spouse (2)Name of Business: Cerone Lake House LLC Address: 2 Barlow Mountain RD, Ridgefield, CT, 06877, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 06/01/2021 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Rehab of a building and rental of same (3)Name of Business: DPJC LLC Address: 2 Barlow Mountain Rd, Ridgefield, CT, 06877, United States Activity Type: Rental Real Estate Position/Title: Other Investment Related: Yes Start Date: 11/30/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Trustee of the Biagia L. Cerone Trust I rent the Trust's condominium to generate more income. I put the condo in an LLC to limit any liability. . The LLC will be in the name of DPJC LLC. I am the Managing Member of the LLC.

Exams

• S66 Uniform Combined State Law Examination
  2002-02-11