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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-09-09 |
| TX | RA | APPROVED_RES | 2023-08-17 |
| WA | RA | APPROVED | 2020-11-03 |
Branch Locations
720 Sixth Street South Suite 100, Kirkland, WA 98033 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hornor Townsend & Kent Inc | Bellevue | WA | 10/2001 | 10/2020 |
| Penn Mutual Life Ins Co | Bellevue | WA | 03/2001 | 10/2020 |
| Pacific Capital | Bellevue | WA | 03/2001 | Present |
| Osaic Wealth, Inc. | Bellevue | WA | 10/2020 | Present |
1) PACIFIC CAPITAL RESOURCE GROUP POSITION: Insurance Agent NATURE: Insurance brokerage INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 2 START DATE: 06/16/2013 ADDRESS: 10900 NE 4th Street, Suite 2413, Bellevue WA 98004, United States DESCRIPTION: Life, Disability, LTC, and health insurance sales 2) NATIONAL FOOTBALL LEAGUE POSITION: Play clock operator NATURE: Play clock operator of NFL games INVESTMENT RELATED: No NUMBER OF HOURS: 14 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2007 ADDRESS: 345 Park Avenue, New York NY 10154, United States DESCRIPTION: Play clock operator of NFL games 3) F-SQUARED POSITION: Partner NATURE: Partnership INVESTMENT RELATED: Yes NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 25 START DATE: 11/13/2017 ADDRESS: 10900 NE 4th Street, Suite 2413, Bellevue WA 98004, United States DESCRIPTION: Insurance sales and service for multiple carriers, including Ameritas, Illinois Mutual, John Hancock, Lincoln, Mutual of Omaha, Penn Mutual, Principal, Pruco Life, Reliance Standard, Standard, Security Mutual, State Life, Symetra, Transamerica 4) RYAN FLEMING POSITION: Property Owner NATURE: Rental property INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/15/2025 ADDRESS: 426 East Redondo Avenue, Salt Lake City UT 84115, United States DESCRIPTION: Nothing of note. I have a property management agency handling the rental
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-05-29 |
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