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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-06-29
  • CA RA
    APPROVED
    Since 2023-06-29

Branch Locations

3600 Wilshire Blvd Suite 1914, Los Angeles, CA 90010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Wealth Services, Llc El Segundo CA 01/2013 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
Previous Registrations
Other Businesses

1. FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, FIXED INSURANCE, START 08/2002, 13HRS/WK (TRADING HOURS), INSURANCE AGENT - SELLS LIFE, HEALTH, DISABILITY, ANNUITIES, AND LONG-TERM CARE; 2. CAPSTONE REALTY GROUP, INC., NOT INVESTMENT RELATED, 400 CONTINENTAL BLVD., 6TH FLOOR, EL SEGUNDO, CA 90245, REAL ESTATE SALES, START 04/01/2007, 20HRS/WK (TRADING HOURS), ASSIST INDVIDUALS IN PURCHASING A HOME; 3. NATIONAL ASSOCIATION OF HISPANIC REAL ESTATE PROFESSIONALS, NOT INVESTMENT RELATED, 400 CONTINENTAL BLVD., 6TH FLOOR, EL SEGUNDO, CA 90245, NON-PROFIT - WORK WITH HABITAT FOR HUMANITY ON EVENTS, START 05/2009, 1HR/WK (NON-TRADING HOURS), COMMUNITY OUTREACH DIRECTOR;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-05-10
  • S66 Uniform Combined State Law Examination
    2002-05-10
Other Names
  • Lorena Arredondo
  • Lorena Arredondo

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