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Christopher William Baker

Mai Capital Management, LLC

Cleveland, OH

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Current Employers
Mai Capital Management, Llc

6050 Oak Tree Blvd Suite 500, Cleveland, OH 44131 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2022-07-19
TX RA APPROVED 2022-07-15
  • OH RA
    APPROVED
    Since 2022-07-19
  • TX RA
    APPROVED
    Since 2022-07-15

Branch Locations

6050 Oak Tree Blvd. Suite 500, Cleveland, OH 44131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Winfield Associates Inc. Cleveland OH 12/1997 06/2022
Winfield Associates, Inc. Cleveland OH 05/2019 06/2022
Mai Capital Managment Cleveland OH 06/2022 Present
  • 12/1997 → 06/2022
    Winfield Associates Inc.
    Cleveland, OH
  • 05/2019 → 06/2022
    Winfield Associates, Inc.
    Cleveland, OH
  • 06/2022 → Present
    Mai Capital Managment
    Cleveland, OH
Previous Registrations
  • 2000-01-01 → 2022-07-05
    Winfield Associates Inc
    Cleveland, OH
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-11-12
  • S63 Uniform Securities Agent State Law Examination
    1999-11-12
Other Names
  • Biff Baker
  • Chris Baker

View on SEC IAPD

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FIRST FIDUCIARY INVESTMENT COUNSEL INC · CLEVELAND, OH
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VOYA FINANCIAL ADVISORS, INC. · INDEPENDENCE, OH
EAGLE STRATEGIES LLC · Independence, OH
W&S BROKERAGE SERVICES, INC. · INDEPENDENCE, OH
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AMERIPRISE FINANCIAL SERVICES, LLC · Independence, OH
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