Best Investors
Account
Sign in
Best Investors
Account
Sign in
305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MT | RA | APPROVED | 2024-03-13 |
| TX | RA | APPROVED | 2024-03-12 |
Branch Locations
720 Stoneridge Dr. Suite #2, Bozeman, MT 59718 • United States
305 Madison Avenue, Morristown, NJ 07960 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Bozeman | MT | 05/2011 | Present |
| Private Advisor Group, Llc | Morristown | NJ | 03/2024 | Present |
1. 6/26/2015: NO BUSINESS NAME - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - OTHER-NOTARY - STARTED 06/04/2002 - 1 HOUR PER MONTH DURING SECURITIES TRADING. 2. 10/3/2019 - No Business Name - Investment Related - 2302 W Beall #3, Bozeman, MT 59718 - Real Estate Rental - Started 10/24/2019 - Purchasing a condo for son. 3. 07/25/2023 - Montana Heritage Financial Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 07/20/2023 - 200 Hours Per Month/ 150 Hours During Securities Trading 4. 04/10/2024 - Private Advisor Group - Inv Related - At Reported Business Location(s) - Registered Investment Advisor - Started: 7/20/2023 - 200 Hrs/Mo; 150 Hrs During Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 4/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its service6s at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 04/10/2024 - Private Advisor Group, LLC - Inv Related - At Reported Business Location(s) - Registered Investment Advisor - Started: 3/11/2024 - 160 Hrs/Mo During Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 4/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its service6s at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-09-28 |
| S66 | Uniform Combined State Law Examination | 2002-04-29 |
Reach out to this advisor