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1166 Avenue Of The Americas, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2021-01-13 |
Branch Locations
101 Huntington Ave Suite 401, Boston, MA 02199 • United States
Eight Tower Bridge, Suite 1200, Conshohocken, PA 19428 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Reading | PA | 12/2010 | 01/2021 |
| Private Advisor Group, Llc | Morristown | NJ | 10/2014 | 01/2021 |
| Mma | Conshocken | PA | 01/2021 | Present |
| Mma Securities Llc | Conshocken | PA | 01/2021 | Present |
1) Hafer and Company - Employee Benefits Consulting. Entity consists of two residual clients obtained before IAR affiliated with MMA Asset Management. Hafer and Company does not solicit or recommend securities or advisory services and remains in place solely for Ms. Hafer to receive residual compensation.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-02-15 |
| S63 | Uniform Securities Agent State Law Examination | 2001-06-02 |
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