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Craig E Peterman

Prism Wealth Management

Middleton, WI

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Current Employers
Prism Wealth Management

Middleton, WI • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2020-05-28
WI RA APPROVED 2016-01-04
  • IL RA
    APPROVED
    Since 2020-05-28
  • WI RA
    APPROVED
    Since 2016-01-04

Branch Locations

Middleton, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prism Wealth Management Middleton WI 01/2016 Present
Previous Registrations
  • 2013-04-22 → 2018-12-31
    Nakoma Capital Management, Llc
    Madison, WI
  • 2009-06-01 → 2013-05-07
    Morgan Stanley
    Milwaukee, WI
  • 2005-01-20 → 2009-06-01
    Citigroup Global Markets Inc.
    Milwaukee, WI
    Milwaukee, WI
  • 2000-09-08 → 2005-01-27
    Nakoma Capital Management, Llc
    Madison, WI
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2004-12-22
S65 Uniform Investment Adviser Law Examination 2000-08-30
  • S63 Uniform Securities Agent State Law Examination
    2004-12-22
  • S65 Uniform Investment Adviser Law Examination
    2000-08-30
Designations

View on SEC IAPD

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