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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-08-22 |
Branch Locations
25 Recreation Park Dr Ste 104, Hingham, MA 02043 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Brown Brothers Harriman | Boston | MA | 07/2017 | 04/2022 |
| Rdc Capital | Boston | MA | 10/2015 | 07/2017 |
| Sandy Cove Advisors, Llc | Hingham | MA | 04/2022 | 03/2024 |
| Mml Investors Services, Llc | Hingham | MA | 04/2024 | Present |
| Massmutual Life Insurance Company | Hingham | MA | 04/2024 | Present |
(1)NAME: KEIRON OBRIEN, INV REL: Y, ADD: 280 CONGRESS ST, SUITE 1300, BOSTON, MA 02210 NATURE: OUTSIDE INSURANCE SALES, POSITION: INSURANCE BROKER, START DATE: 11/1/2024, NO. HR/MO: 2, NO. HR/MO DURING SEC TRADING: 2, DUTIES: LIFE, DISABILITY. (2)NAME: ASSET ALIGN, INV REL: Y, ADD: RESIDENTIAL ADDRESS NATURE: CONSULTING POSITION: STRATEGIC ADVISOR, START DATE: 2/1/2026 NO. HR/MO: 8, NO. HR/MO DURING SEC TRADING: 0, DUTIES: MY ROLE WILL BE INTRODUCING MY NETWORK TO THE PEOPLE AT ASSET ALIGN.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2024-07-26 |
| S65 | Uniform Investment Adviser Law Examination | 2022-09-09 |
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