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2121 Avenue Of The Stars Suite 1600, Los Angeles, CA 90067-5040 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-01 |
Branch Locations
2121 Avenue Of The Stars Suite 1600, Los Angeles, CA 90067-5040 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sii | Los Angeles | CA | 01/2016 | 11/2018 |
| Sia Llc | Los Angeles | CA | 12/2015 | Present |
| Royal Alliance Associates, Inc. | Los Angeles | CA | 11/2018 | 08/2023 |
| Ses Inc. | Los Angeles | CA | 01/2024 | Present |
SIA LLC POSITION: Relationship Manager NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 12/07/2015 ADDRESS: 2121 Avenue of the Stars, Suite 1600, Los Angeles CA 90067, United States DESCRIPTION: RIA Sales & Service
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-07-06 |
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