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Current Employers
Truist Advisory Services, Inc.

303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-12-11
NC RA APPROVED 2016-08-23
  • TX RA
    APPROVED_RES
    Since 2020-12-11
  • NC RA
    APPROVED
    Since 2016-08-23

Branch Locations

236 S Main St Fl 2, Graham, NC 27253 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Truist Bank Raleigh NC 12/2010 Present
Truist Investment Services,Inc Atlanta GA 12/2010 Present
Truist Advisory Services Atlanta GA 08/2016 Present
  • 12/2010 → Present
    Truist Bank
    Raleigh, NC
  • 12/2010 → Present
    Truist Investment Services,Inc
    Atlanta, GA
  • 08/2016 → Present
    Truist Advisory Services
    Atlanta, GA
Previous Registrations
  • 2007-09-10 → 2010-12-15
    Raleigh, NC
    Raleigh, NC
    Garner, NC
    Raleigh, NC
    Raleigh, NC
  • 2005-03-22 → 2007-08-31
    Bb&T Investment Services, Inc.
    Charlotte, NC
    Selma, NC
    Smithfield, NC
    Clayton, NC
    Princeton, NC
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-03-21
S63 Uniform Securities Agent State Law Examination 2001-04-16
  • S66 Uniform Combined State Law Examination
    2005-03-21
  • S63 Uniform Securities Agent State Law Examination
    2001-04-16

View on SEC IAPD

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