Kevin Federico

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2023-03-17
NY	RA	APPROVED	2021-07-27
NJ	RA	APPROVED	2020-10-08

FL RA
APPROVED

Since 2023-03-17
NY RA
APPROVED

Since 2021-07-27
NJ RA
APPROVED

Since 2020-10-08

Branch Locations

Vero Beach, FL • United States

3545 Ocean Dr, Vero Beach, FL 32963 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Southampton	NY	05/2011	10/2020
Wells Fargo Clearing Services Llc	Southampton	NY	10/2020	Present

05/2011 → 10/2020

Ubs Financial Services Inc

Southampton, NY
10/2020 → Present

Wells Fargo Clearing Services Llc

Southampton, NY

Previous Registrations

2011-05-06 → 2020-10-13

Ubs Financial Services Inc.

Southampton, NY
2008-04-18 → 2011-05-10

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Riverhead, NY

Other Businesses

RENTAL PROPERTY, INVT RELATED, REMENSBURG, NY, 100% OWNERSHIP, START DATE 6/1/2021, 1 HR PER MONTH, 0 HRS DURING TRADING, COLLECT RENT AND MAINTAIN PROPERTY. |

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-06-22

S66 Uniform Combined State Law Examination

2001-06-22

View on SEC IAPD