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Kristen Margaret Geary

Ubs Financial Services Inc.

Cleveland, OH

Weehawken, NJ

Avon Lake, OH

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2024-05-03
  • OH RA
    APPROVED
    Since 2024-05-03

Branch Locations

600 Superior Ave E. - 27Th Floor, Cleveland, OH 44114 • United States

1200 Harbor Boulevard, Weehawken, NJ 07086 • UNITED STATES

Avon Lake, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Independent Brokers New York NY 10/2004 01/2018
Ubs Financial Services Inc. Cleveland OH 09/2018 06/2021
Kgo Consulting Llc Rocky River OH 01/2018 12/2021
Humanlink Llc Parrish FL 06/2021 12/2021
Ubs Financial Services Inc. Weehawken NJ 12/2021 Present
  • 10/2004 → 01/2018
    Independent Brokers
    New York, NY
  • 09/2018 → 06/2021
    Ubs Financial Services Inc.
    Cleveland, OH
  • 01/2018 → 12/2021
    Kgo Consulting Llc
    Rocky River, OH
  • 06/2021 → 12/2021
    Humanlink Llc
    Parrish, FL
  • 12/2021 → Present
    Ubs Financial Services Inc.
    Weehawken, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-02
S63 Uniform Securities Agent State Law Examination 2003-06-20
  • S66 Uniform Combined State Law Examination
    2024-05-02
  • S63 Uniform Securities Agent State Law Examination
    2003-06-20

View on SEC IAPD

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Other Offices

FIRST FIDUCIARY INVESTMENT COUNSEL INC · CLEVELAND, OH
INDEPENDENCE WEALTH ADVISORS, LLC · INDEPENDENCE, OH
VOYA FINANCIAL ADVISORS, INC. · INDEPENDENCE, OH
EAGLE STRATEGIES LLC · Independence, OH
W&S BROKERAGE SERVICES, INC. · INDEPENDENCE, OH
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AMERIPRISE FINANCIAL SERVICES, LLC · Independence, OH
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