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Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-04-17
  • CA RA
    APPROVED
    Since 2018-04-17

Branch Locations

2099 Gold Street, Alviso, CA 95002-2028 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transamerica Financial Advisors, Inc Alviso CA 08/2015 Present
World Financial Group, Inc. Alviso CA 12/2010 08/2021
Bee Best Learning Center, Llc Castro Valley CA 06/2008 Present
Heartland Institute Of Financial Education Greenwood Village CO 05/2012 Present
Timeshare Rental Property Owner Weston FL 03/2019 Present
Wfgia Alviso CA 08/2021 Present
National Association Of Registered Social Security Analyst Melville NY 04/2022 Present
  • 08/2015 → Present
    Transamerica Financial Advisors, Inc
    Alviso, CA
  • 12/2010 → 08/2021
    World Financial Group, Inc.
    Alviso, CA
  • 06/2008 → Present
    Bee Best Learning Center, Llc
    Castro Valley, CA
  • 05/2012 → Present
    Heartland Institute Of Financial Education
    Greenwood Village, CO
  • 03/2019 → Present
    Timeshare Rental Property Owner
    Weston, FL
  • 08/2021 → Present
    Wfgia
    Alviso, CA
  • 04/2022 → Present
    National Association Of Registered Social Security Analyst
    Melville, NY
Other Businesses

Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. WSB- co-brand utilized by WFG agents (not a WFG company)- not an employee or an officer/director, no compensation BEE BEST LEARNING CENTER, LLC/INVESTMENT RELATED - NO/20394 SAN MIGUEL AVE., CASTRO VALLEY, CA 94546. 510-728-2110/AN AFTER-SCHOOL CARE PROGRAM, TUTORING AND SUMMER PROGRAM FOR KINDERGARTEN TO HIGH SCHOOL STUDENTS./OWNER/ADMINSTRATIVE/05.2008/30/0/ADMINISTRATION, ACCOUNTING AND PAYROLL Heartland Institute of Financial Education / 0512-present / INVESTMENT RELATED: NO / 8301 East Prentice Ave. Suite 312 Greenwood Village, CO 80111 / College Consultant / College Consultant/ hrs work monthly: 3 / Sec trading hrs: 0 / Promoting their college coaching program Timeshare Rental Property Owner; Investment related/No; 16401 Racquet Club Rd. Weston, FL 33326; owner 03/2019 - present; 0 monthly hrs; 0 during securities trading; I use the company to rent my timeshare property National Association of Registered Social Security Analyst/NO/ 68 South Service Road Suite 100 Melville NY 11747 / 4/04/2022 RSSA -Education and Advise / 5/0/ Provide education and advise on how to maximize social security benefits / Approved with Restrictions

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-03-29
S63 Uniform Securities Agent State Law Examination 2015-10-07
  • S65 Uniform Investment Adviser Law Examination
    2018-03-29
  • S63 Uniform Securities Agent State Law Examination
    2015-10-07

View on SEC IAPD

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