Shazia Tabeer

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2011-01-03

TX RA
APPROVED

Since 2011-01-03

Branch Locations

101 Federal Pl Ste 101 [Regional Supervision], Tarpon Springs, FL 34689 • United States

111 Congress Ave. 3Rd Fl, Ste 300 [Tt-Rbo], Austin, TX 78701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Bank	Austin	TX	09/2003	Present
Wells Fargo Advisors Llc	Austin	TX	01/2011	11/2016
Wells Fargo Clearing Services, Llc	Austin	TX	11/2016	Present

09/2003 → Present

Wells Fargo Bank

Austin, TX
01/2011 → 11/2016

Wells Fargo Advisors Llc

Austin, TX
11/2016 → Present

Wells Fargo Clearing Services, Llc

Austin, TX

Previous Registrations

2004-09-03 → 2011-01-03

Wells Fargo Investments, Llc

Austin, TX

Austin, TX

Other Businesses

RENTAL PROPERTY - INVESTMENT RELATED. AUSTIN, TX. 100% OWNER. START: 8/30/2013. 0 HRS PER MONTH. DUTIES: NONE. RENTAL PROPERTY, INV RELATED, LEANDER, TX, 100% OWNED WITH SOUSE, START: 8/6/2018, 0 HOURS, DUTIES: LANDLORD.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-08-30
S63	Uniform Securities Agent State Law Examination	2001-06-15

S66 Uniform Combined State Law Examination

2004-08-30
S63 Uniform Securities Agent State Law Examination

2001-06-15

Other Names

Shazia Ashraf

View on SEC IAPD