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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2023-08-10 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| T. Armstrong, Cpa | Collierville | TN | 12/1999 | Present |
| Securian Financial Services Inc | St Paul | MN | 08/2015 | 08/2023 |
| Minnesota Life Insurance Co | St Paul | MN | 08/2015 | 08/2023 |
| Shoemaker Financial | Germantown | TN | 08/2015 | Present |
| Shoemaker Financial | Germantown | TN | 07/2015 | Present |
| Cetera Wealth Services, Llc | Germantown | TN | 08/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2023 | Present |
1. T. ARMSTRONG CPA POSITION: Owner NATURE: Accountant/CPA INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 06/01/2015 ADDRESS: , Collierville TN , United States DESCRIPTION: Owner 2. SHOEMAKER FINANCIAL FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2019 ADDRESS: 2176 West St, STE 100, Germantown TN 38138, United States DESCRIPTION: Fixed Insurance Sales; 3. NAME OF OTHER BUSINESS: SHEA CROSSING HOMEOWNERS' ASSOCIATION, INVESTMENT RELATED: NO, ADDRESS: 3400 PLAYERS CLUB PARKWAY, MEMPHIS, TN, 38125, NATURE OF BUSINESS: HOA, START DATE: 09/2023, POSITION/TITLE/RELATIONSHIP: TREASURER APX NUMBER OF HOURS PER WEEK: 5, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: ADVISE AND CONSENT AS A BOARD MEMBER REGARDING MANAGEMENT COMPANY'S HANDLING OF FUNDS AND INTERACTION WITH THE BOARD TO RECOMMEND AND MAKE DECISIONS; 4. NAME OF OTHER BUSINESS: SHOEMAKER FINANCIAL; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 07/2015; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL AND INSURANCE SERVICES;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-09-01 |
| S63 | Uniform Securities Agent State Law Examination | 2001-04-12 |
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