Best Investors Account Sign in
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2023-08-10
  • TN RA
    APPROVED
    Since 2023-08-10

Branch Locations

Grand Rapids, MI • United States

2176 West St Ste 100, Germantown, TN 38138 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
T. Armstrong, Cpa Collierville TN 12/1999 Present
Securian Financial Services Inc St Paul MN 08/2015 08/2023
Minnesota Life Insurance Co St Paul MN 08/2015 08/2023
Shoemaker Financial Germantown TN 08/2015 Present
Shoemaker Financial Germantown TN 07/2015 Present
Cetera Wealth Services, Llc Germantown TN 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 12/1999 → Present
    T. Armstrong, Cpa
    Collierville, TN
  • 08/2015 → 08/2023
    Securian Financial Services Inc
    St Paul, MN
  • 08/2015 → 08/2023
    Minnesota Life Insurance Co
    St Paul, MN
  • 08/2015 → Present
    Shoemaker Financial
    Germantown, TN
  • 07/2015 → Present
    Shoemaker Financial
    Germantown, TN
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Germantown, TN
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2015-09-11 → 2023-08-10
    Securian Financial Services, Inc.
    Germantown, TN
    St. Paul, MN
Other Businesses

1. T. ARMSTRONG CPA POSITION: Owner NATURE: Accountant/CPA INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 06/01/2015 ADDRESS: , Collierville TN , United States DESCRIPTION: Owner 2. SHOEMAKER FINANCIAL FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2019 ADDRESS: 2176 West St, STE 100, Germantown TN 38138, United States DESCRIPTION: Fixed Insurance Sales; 3. NAME OF OTHER BUSINESS: SHEA CROSSING HOMEOWNERS' ASSOCIATION, INVESTMENT RELATED: NO, ADDRESS: 3400 PLAYERS CLUB PARKWAY, MEMPHIS, TN, 38125, NATURE OF BUSINESS: HOA, START DATE: 09/2023, POSITION/TITLE/RELATIONSHIP: TREASURER APX NUMBER OF HOURS PER WEEK: 5, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: ADVISE AND CONSENT AS A BOARD MEMBER REGARDING MANAGEMENT COMPANY'S HANDLING OF FUNDS AND INTERACTION WITH THE BOARD TO RECOMMEND AND MAKE DECISIONS; 4. NAME OF OTHER BUSINESS: SHOEMAKER FINANCIAL; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 07/2015; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL AND INSURANCE SERVICES;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-09-01
S63 Uniform Securities Agent State Law Examination 2001-04-12
  • S65 Uniform Investment Adviser Law Examination
    2015-09-01
  • S63 Uniform Securities Agent State Law Examination
    2001-04-12
Designations
Other Names
  • Tommy Armstrong
  • Travis Armstrong
  • Thomas Hugh Armstrong
  • Thomas Hugh Armstrong

View on SEC IAPD

More in Grand Rapids, MI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor