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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-09-15 |
Branch Locations
180 Madison Ave, New York, NY 10016 • United States
767 5Th Ave 33Rd Fl [Y5-Rbo], New York, NY 10153 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank | New York | NY | 09/2004 | 06/2020 |
| J.P. Morgan Securities Llc | Jackson Heights | NY | 10/2012 | 06/2020 |
| Lpl Financial Llc | Corona | NY | 09/2020 | 08/2022 |
| New York Community Bank | Corona | NY | 09/2020 | 08/2022 |
| Wells Fargo Clearing Services, Llc | New York | NY | 09/2022 | Present |
| Wells Fargo Bank, Na | New York | NY | 08/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-07-06 |
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