Jeremy Raymond Borders

Current Employers

Mma Securities Llc

1166 Avenue Of The Americas, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2023-04-03

NC RA
APPROVED

Since 2023-04-03

Branch Locations

Winston-Salem, NC • United States

101 Huntington Ave Suite 401, Boston, MA 02199 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Compass Financial Partners, Llc	Winston Salem	NC	10/2015	01/2021
Lpl Financial, Llc	Winston Salem	NC	10/2015	04/2023
Marsh Mclennan Agency	Greensboro	NC	01/2021	Present
Mma Securities Llc	Winston-Salem	NC	04/2023	Present

10/2015 → 01/2021

Compass Financial Partners, Llc

Winston Salem, NC
10/2015 → 04/2023

Lpl Financial, Llc

Winston Salem, NC
01/2021 → Present

Marsh Mclennan Agency

Greensboro, NC
04/2023 → Present

Mma Securities Llc

Winston-Salem, NC

Previous Registrations

2016-02-03 → 2023-04-03

Lpl Financial Llc

Greensboro, NC

Winston Salem, NC

Fort Mill, SC
2011-03-15 → 2015-10-05

Bb&T Institutional Investment Advisers, Inc.

Greenville, SC
2003-08-01 → 2010-11-08

Bb&T Asset Management, Inc.

Raleigh, NC

Other Businesses

1. StoCo Provision, LLC; 206B S. Main Street, King, NC 27021; Not investment-related; Coffee Shop and Tap Room; Owner / Partner; start date- 06/01/2022; 20 hours per month; 0 hours during securities trading hours; duties include general accounting; process/approve employee payroll; submit vendor payments; Quickbooks entries.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2003-07-03
S63	Uniform Securities Agent State Law Examination	2001-04-25

S65 Uniform Investment Adviser Law Examination

2003-07-03
S63 Uniform Securities Agent State Law Examination

2001-04-25

View on SEC IAPD