Nicole Sause Fawley

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
LA	RA	APPROVED	2025-08-19
TX	RA	APPROVED	2025-08-14

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Morgan Stanley	Baton Rouge	LA	06/2016	08/2025
Morgan Stanley Private Bank, N.A.	New York	NY	07/2016	08/2025
Wells Fargo Clearing Services, Llc	Baton Rouge	LA	08/2025	Present
Morgan Stanley Private Bank, N.A	New York	NY	04/2020	Present

2016-06-15 → 2025-08-18

Morgan Stanley

Baton Rouge, LA
2009-09-03 → 2016-06-17

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Baton Rouge, LA
2005-07-06 → 2009-09-01

Chase Investment Services Corp.

Baton Rouge, LA

Baton Rouge, LA

Baton Rouge, LA
2005-02-25 → 2005-07-06

Banc One Securities Corporation

Englewood, CO

LEE MICHAELS HOLIDAY RED BOX CAMPAIGN; NOT INV RELATED; BATON ROUGE, LA;START DATE: 11/05/2025; 5 HRS PER MONTH; 0 HRS DURING TRADING; |

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-02-23
S63	Uniform Securities Agent State Law Examination	2003-10-27