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Current Employers
Independent Advisor Alliance, Llc

11215 N. Community House Rd. Ste. 775, Charlotte, NC 28277 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-09-23
  • NC RA
    APPROVED
    Since 2025-09-23

Branch Locations

Charlotte, NC • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Charlotte NC 02/2012 09/2016
Wells Fargo Bank Na Charlotte NC 02/2012 09/2016
Unemployed Charlotte NC 10/2016 11/2016
Ftb Advisors Charlotte NC 11/2016 03/2019
Eastover Capital Management Charlotte NC 04/2019 09/2025
Independent Advisor Alliance Charlotte NC 09/2025 Present
  • 02/2012 → 09/2016
    Wells Fargo Advisors Llc
    Charlotte, NC
  • 02/2012 → 09/2016
    Wells Fargo Bank Na
    Charlotte, NC
  • 10/2016 → 11/2016
    Unemployed
    Charlotte, NC
  • 11/2016 → 03/2019
    Ftb Advisors
    Charlotte, NC
  • 04/2019 → 09/2025
    Charlotte, NC
  • 09/2025 → Present
    Independent Advisor Alliance
    Charlotte, NC
Previous Registrations
Other Businesses

Compensated from investment-related sales of insurance and annuities through firm and its affiliated entities. 9/2025 - JN Wealth Strategies - DBA for RIA - Investment Advisor Representative - Investment Related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-12-26
  • S66 Uniform Combined State Law Examination
    2002-12-26

View on SEC IAPD

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