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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-05-15 |
| UT | RA | APPROVED | 2016-04-28 |
Branch Locations
489 W. South Jordan Parkway Suite 310, South Jordan, UT 84095 • United States
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kestra Advisory Services, Llc | Lehi | UT | 04/2016 | Present |
| Kestra Investment Services, Llc | Lehi | UT | 10/2010 | Present |
Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory servicesBusiness Name: NFP Investment Related: Yes Address: 4685 South Highland Drive, Suite 201 Salt Lake City UT 84117 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Director Start Date: 8/1/2016 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: I may cross-sell insurance business periodicallyBusiness Name: NFP Corporate Services (UT) NFP Retirement, WellCents Investment Related: Yes Address: 4685 South Highland Drive, Suite 201 Sandy UT 84092 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Consulting; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: VP Start Date: 10/1/2016 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Retirement plan advisory, educatorBusiness Name: Hunts Co Investment Related: No Address: 3529 N. Eiger Mountain FLAGSTAFF AZ 86004 Nature of Business: Real Estate Position, Title or Relationship: Secretary Start Date: 11/14/2019 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: provide advice where needed.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-01-29 |
| S63 | Uniform Securities Agent State Law Examination | 2008-09-03 |
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