Timothy Ray Whisler

Current Employers

Employment History

• 03/2004 → Present
  The Whisler Agency
  Morton, IL
• 10/2015 → 07/2019
  Usa Financial Securities
  Ada, MI
• 07/2019 → 06/2023
  Simplicity Wealth, Llc
  Summit, NJ
• 08/2020 → Present
  Trcc, Llc
  Morton, IL
• 06/2023 → Present
  Foundations Investment Advisors, Llc
  Morton, IL

Previous Registrations

• 2019-08-05 → 2023-06-15
  Simplicity Wealth
  Morton, IL
  Summit, NJ
• 2017-07-12 → 2019-01-17
  United Advisors America
  Morton, IL
  Prosper, TX
• 2015-10-30 → 2017-07-31
  Usa Financial Securities Llc
  Morton, IL
  Ada, MI
• 2012-04-05 → 2015-10-30
  Brookstone Capital Management Llc
  Morton, IL

Other Businesses

1) 03/2004 - The Whisler Agency - Investment Related - 3100 N Dries Lane, Suite 101, Peoria, IL 61604; Owner and Independent Insurance Agent; Approx. 80 hours/month during trading hours; Tax, and Insurance, and Non-Legal Estate Planning Administrative Services; Duties include providing insurance and annuity solutions, reviewing plans with clients, non-legal services to assist clients with document organization, data entry, and platform navigation related to estate planning software, and other ownership responsibilities. 2) TRCC, LLC; Not investment-related; 1010 S Main St Morton, IL 61550; Real estate; Co-officer; 08/2020; 20 hours/month; 0 hours/month during trading hours; Updating and fixing up properties in order to sell them. 3) Instructor; Council of Financial Education; investment related: No; Location of the business: 360 Central Avenue, Suite 800 St. Petersburg FL 33701 USA; Description of the business: The Council of Financial Educators is a 501(c)(3) non-profit organization committed to providing the public with the knowledge to confidently navigate the ever-changing retirement landscape.; Responsibilities Duties: Facilitate educational workshops on retirement subjects.; Start date with business: 2023-03-13; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 4; Percentage of total yearly compensation expected to be derived from the business: 5;

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-05-18
• S63 Uniform Securities Agent State Law Examination
  2003-05-28

Other Names

• Tim R Whisler
• Tim Whisler