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Charles David Clark

Bok Financial Securities, Inc.

Tulsa, OK

Tulsa, OK

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Current Employers
Bok Financial Securities, Inc.

One Williams Center Plaza Southeast, Tulsa, OK 74102 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2011-07-15
  • OK RA
    APPROVED
    Since 2011-07-15

Branch Locations

6036 South Yale, Tulsa, OK 74135 • United States

One Williams Center, Tulsa, OK 74172 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bok Financial Securities, Inc. Tulsa OK 07/2011 Present
Bokf, Na Tulsa OK 07/2011 Present
Previous Registrations
  • 2005-07-06 → 2011-07-15
    Chase Investment Services Corp.
    Tulsa, OK
    Tulsa, OK
    Jenks, OK
    Tulsa, OK
  • 2003-01-10 → 2005-07-06
    Banc One Securities Corporation
    Tulsa, OK
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-11-19
S63 Uniform Securities Agent State Law Examination 2001-10-24
  • S65 Uniform Investment Adviser Law Examination
    2002-11-19
  • S63 Uniform Securities Agent State Law Examination
    2001-10-24
Other Names
  • David Clark

View on SEC IAPD

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