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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2023-06-27 |
| NM | RA | APPROVED | 2023-06-22 |
| PA | RA | APPROVED | 2023-06-22 |
| VT | RA | APPROVED | 2023-06-22 |
| CA | RA | APPROVED | 2023-06-21 |
| CT | RA | APPROVED | 2023-06-21 |
| NY | RA | APPROVED | 2023-06-21 |
| FL | RA | APPROVED | 2023-03-06 |
| TX | RA | APPROVED_RES | 2023-02-27 |
Branch Locations
1819 Main Street Suite 900, Sarasota, FL 34236 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Sarasota | FL | 09/2008 | 02/2023 |
| Bank Of America,Na | Sarasota | FL | 11/2009 | 02/2023 |
| Ubs Financial Services | Sarasota | FL | 02/2023 | Present |
I*72338 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: NEW2$RQ INVESTMENT RELATED: N ADDRESS OF BUSINESS: SARASOTA, FLORIDA 34239 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 5/7/2013 NUMBER OF HOURS DEVOTED: 10 HOUR(S) QUARTERLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: THE ENTITY IS A WELCOME SERVICE TO NEW MOVERS INTO SARASOTA. I DESIGNED THE PROGRAM AND AM THE OWNER. I*85207 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: CHILD PROTECTION CENTER INVESTMENT RELATED: N ADDRESS OF BUSINESS: SARASOTA, FLORIDA 34236 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: DIRECTOR, START DATE OF RELATIONSHIP: 9/14/2015 NUMBER OF HOURS DEVOTED: 6 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: CHILD PROTECTION CENTER ASSISTS LOCAL LAW ENFORCEMENT WHEN A CHILD HAS BEEN PHSYICALLY OR SEXUALLY ABUSED. I WILL BE SITTING ON AN ADVISORY COUNCIL THAT MEETS 3 TIMES A YEAR MOSTLY DISCUSSING AWARNESS, AND FUNDRAISING. *Name of Business- Mariash Properties LLC / Address- Sarasota, FL 34236 / Investment Related- YES, 100% / Nature- It is a shell LLC in case my former residence does not sell so I can deed over to LLC and then rent. / Role- Partner / Duty- No duties this is dorman and just a hodling LLC for real estate / Start Date- 3/15/2024 / Time Required- NO Groovy Pools LLC,FLUnited States,Services (Business, Professional, Support)Pool Cleaning Service,I am getting the business structure up and running and fundng but my son will be running the business/cleaning the pools.,Start date -9/22/2025,Investment -Yes
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-12-17 |
| S63 | Uniform Securities Agent State Law Examination | 2001-03-30 |
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