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Robert Edwin Phillips

3Edge Asset Management, LP

Boston, MA

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Current Employers
3Edge Asset Management, Lp

999 Vanderbilt Beach Road Suite 200, Naples, FL 34108 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2025-10-15
MA RA APPROVED 2016-01-20
  • NH RA
    APPROVED
    Since 2025-10-15
  • MA RA
    APPROVED
    Since 2016-01-20

Branch Locations

225 Franklin Street 26Th Floor, Boston, MA 02110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
3Edge Asset Management, Lp Boston MA 10/2015 Present
Previous Registrations
  • 2010-11-10 → 2012-03-22
    Windhaven Investment Management, Inc.
    Boston, MA
  • 2009-05-08 → 2010-11-18
    Windward Investment Management Inc
    Boston, MA
  • 2002-10-01 → 2003-11-04
    Windward Investment Management Inc
    Boston, MA
Other Businesses

RE PHILLIPS SYSTEMS INC. PRESIDENT / OWNER SINCE 5/1/2002 5 HOURS / WK 0 HOURS DURING TRADING HOURS RESPONSIBLE FOR SYSTEMS ARCHITECTURE AND DEPLOYMENT

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-12-31
  • S65 Uniform Investment Adviser Law Examination
    2015-12-31
Other Names
  • Robert Phillips
  • Robert Edwin Phillips
  • Robert E Phillips

View on SEC IAPD

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