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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2023-11-08 |
| ID | RA | APPROVED | 2012-10-29 |
| TX | RA | APPROVED | 2011-10-14 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Ketchum | ID | 11/2006 | Present |
1. 05/25/2007 - GOLDEN PARACHUTE LLC - INV REL - REAL ESTATE RENTAL - 1% TIME SPENT - MY DUTIES INCLUDE COLLECTING RENTAL INCOME, PAYING PROPERTY TAXES, OVERSEEING POTENTIA 2. 07/17/2008 - FAMILY LLP - OTHER-FAMILY LLP - 1% TIME SPENT - MANAGEMENT ROLE IN GOLDEN PARACHUTE LLC 3. 06/17/2011 - WAYPOINT WEALTH MANAGEMENT - INV REL - AT REPORTED LOCATION - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) 4. 11/11/2015 * Kendall Financial Services * INV REL * AT REPORTED BUSINESS LOCATION(S) * Business Entity For Tax/Investment Purposes Only * START 11/01/2006 * 5 HRS/MO, 1 HR DURING SECS TRDG HRS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-06-09 |
| S63 | Uniform Securities Agent State Law Examination | 2001-07-31 |
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