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1 Firstcomm Plaza, Fort Worth, TX 76109 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2026-01-21 |
Branch Locations
1 Firstcomm Plaza, Fort Worth, TX 76109 • United States
7201 W Lake Mead Blvd Suite 540, Las Vegas, NV 89128 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scottrade | La Mesa | CA | 10/2013 | 03/2018 |
| Unemployed | West Hollywood | CA | 03/2018 | 10/2018 |
| Cuso Financial Services, Lp | San Diego | CA | 10/2018 | 06/2020 |
| Copper Financial Network Llc | Lenexa | KS | 07/2020 | 09/2022 |
| Unemployed | West Hollywood | CA | 09/2022 | 12/2022 |
| Nevada State Bank | Las Vegas | NV | 12/2022 | 05/2024 |
| Lpl Financial Llc | Las Vegas | NV | 12/2022 | 06/2024 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Las Vegas | NV | 07/2024 | 01/2026 |
| Bank Of America, N.A. | Las Vegas | NV | 08/2024 | 01/2026 |
| First Command Brokerage Services, Inc. | Fort Worth | TX | 01/2026 | Present |
| First Command Advisory Services, Inc. | Fort Worth | TX | 01/2026 | Present |
| First Command Insurance Services, Inc. | Fort Worth | TX | 01/2026 | Present |
| Cinepolitan, Llc | Las Vegas | NV | 04/2018 | Present |
Name of the other business: Cinepolitan, LLC Whether the business is investment-related: No Address of the other business: Las Vegas, NV Nature of the other business: Owner/Sole/Partner Your position, title, or relationship with the other business: Sole Owner The start date of your relationship: Apr 09, 2018 The approximate number of hours/month you devote to the other business: 1 to 5 The number of hours you devote to the other business during securities trading hours: None Briefly describe your duties relating to the other business: Entertainment company I formed in 2018 for the purpose of recording and releasing electronic music and cinematic content. There have been no revenues or activity since its inception, but it is still active. There are zero hours devoted to it, inside or outside of business hours. I have never received any compensation from it.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-10-07 |
| S63 | Uniform Securities Agent State Law Examination | 2001-06-18 |
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