Brian C Murray

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-09-14
NY	RA	APPROVED	2021-08-03

TX RA
APPROVED_RES

Since 2021-09-14
NY RA
APPROVED

Since 2021-08-03

Branch Locations

100 Canal View Blvd, Rochester, NY 14623 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial	Charlotte	NC	05/2012	10/2016
First Niagara Bank	Rochester	NY	05/2012	10/2016
Key Investment Services Llc	Rochester	NY	09/2016	12/2016
Keybank	Rochester	NY	09/2016	12/2016
Lpl Financial, Llc	Rochester	NY	01/2017	Present
Esl Investment Services, Llc	Rochester	NY	01/2017	Present

05/2012 → 10/2016

Lpl Financial

Charlotte, NC
05/2012 → 10/2016

First Niagara Bank

Rochester, NY
09/2016 → 12/2016

Key Investment Services Llc

Rochester, NY
09/2016 → 12/2016

Keybank

Rochester, NY
01/2017 → Present

Lpl Financial, Llc

Rochester, NY
01/2017 → Present

Esl Investment Services, Llc

Rochester, NY

Other Businesses

1. 1/6/2017- ESL INVESTMENT SERVICES, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 1/3/2017 - Time Spent 100%. 2. 1/23/2018 - ESL Investment Services, LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 01/26/2017 - 20 Hours Per Month/1 Hour During Securities Trading - Life, Disability, Long Term Care.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-11-19
S63	Uniform Securities Agent State Law Examination	1999-12-22

S66 Uniform Combined State Law Examination

2015-11-19
S63 Uniform Securities Agent State Law Examination

1999-12-22

Other Names

Brian Cain Murray

View on SEC IAPD