Alan Miles Rothstein

Current Employers

Advisory Services Network

900 Ashwood Parkway Suite 500, Atlanta, GA 30338 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2024-04-30
NY	RA	APPROVED	2024-04-30

CT RA
APPROVED

Since 2024-04-30
NY RA
APPROVED

Since 2024-04-30

Branch Locations

350 West 50Th Street Suite 22F, New York, NY 10019 • United States

900 Ashwood Parkway Suite 500, Atlanta, GA 30338 • United States

80 West Avon Rd., Avon, CT 06001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Asset Strategies, Inc.	Avon	CT	03/2002	07/2024
Rothstein And Company, Llc	Avon	CT	01/1981	Present
Advisory Services Network, Llc	Atlanta	GA	04/2024	Present

03/2002 → 07/2024

Asset Strategies, Inc.

Avon, CT
01/1981 → Present

Rothstein And Company, Llc

Avon, CT
04/2024 → Present

Advisory Services Network, Llc

Atlanta, GA

Previous Registrations

2002-04-01 → 2024-07-02

Asset Strategies, Inc.

Avon, CT

Avon, CT

Other Businesses

(1.)NAME OF OBA: ALAN AND MARILYN ROTHSTEIN; ADDRESS: 83 WOODMONT, AVON, CT 06001; NATURE: RENTAL OF OFFICE SPACE; INVESTMENT RELATED: NO; TITLE OR RELATIONSHIP WITH OBA: SELF; DUTIES: MAINTAIN PROPERTIES; START DATE: 7/1/2002; APPROX. NUMBER OF HOURS/MONTH: AS NEEDED; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: NOT APPLICABLE (2.)NAME OF OBA: ROTHSTEIN AND COMPANY, LLC; ADDRESS: 80 WEST AVON RD., AVON, CT 06001; NATURE: CPA PRACTICE INVESTMENT RELATED: NO; TITLE OR RELATIONSHIP WITH OBA: OWNER, CPA; DUTIES: TAX PREPARATION, ACCOUNTING SERVICES; START DATE: 1/1981; APPROX. NUMBER OF HOURS/MONTH: 160; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 160. (3.)NAME OF OBA: BETH EL TEMPLE; ADDRESS: WEST HARTFORD, CT; NATURE: RELIGIOUS ORGANIZATION INVESTMENT RELATED: NO; TITLE OR RELATIONSHIP WITH OBA: TREASURER FOR VOLUNTEER BOARD OF BETH EL; DUTIES: REVIEW FINANCIALS FOR FRAUD OR INCONSISTENCIES; START DATE: 04/2026; APPROX. NUMBER OF HOURS/MONTH: 5; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 2.