Stephen Joseph Cuneo

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Gainesville, FL

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Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2016-04-04
FL	RA	APPROVED	2016-02-11

TX RA
APPROVED_RES

Since 2016-04-04
FL RA
APPROVED

Since 2016-02-11

Branch Locations

2850 Nw 43Rd St, Gainesville, FL 32606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Gainesville	FL	01/2016	Present
Bank Of America, N.A.	Gainesville	FL	02/2016	Present

01/2016 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Gainesville, FL
02/2016 → Present

Bank Of America, N.A.

Gainesville, FL

Previous Registrations

2013-06-25 → 2015-09-03

Edward Jones

Gainesville, FL

Archer, FL

High Springs, FL
2013-04-03 → 2013-06-21

Avantax Planning Partners, Inc.

Gainesville, FL
2010-05-18 → 2013-02-14

Valic Financial Advisors, Inc.

Gainesville, FL
2008-01-01 → 2010-05-04

Wells Fargo Clearing Services, Llc

Albany, GA
2004-01-06 → 2008-01-01

A. G. Edwards & Sons, Inc.

Albany, GA

Albany, GA

St. Louis, MO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-12-27
S63	Uniform Securities Agent State Law Examination	2001-05-17

S66 Uniform Combined State Law Examination

2003-12-27
S63 Uniform Securities Agent State Law Examination

2001-05-17

View on SEC IAPD

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